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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-19 |
| IN | RA | APPROVED | 2025-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iupui | Indianapolis | IN | 11/2013 | 12/2017 |
| Keller Williams Indy Metro North | Zionsville | IN | 12/2018 | 03/2021 |
| Scott Estates | Indianapolis | IN | 03/2020 | 06/2023 |
| Prep Financial | Zionsville | IN | 12/2017 | 11/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2021 | 07/2024 |
| Northwestern Mutual Investment Services Llc | Indianapolis | IN | 03/2021 | 12/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | 07/2024 |
| David Wayne Hamilton | Carmel | IN | 07/2024 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated ( | Indianapolis | IN | 11/2024 | Present |
| Indiana University Indianapolis | Indianapolis | IN | 08/2015 | 12/2017 |
| Bank Of America, N.A. | Indianapolis | IN | 01/2025 | Present |
Name of the other businessThe Estate of A G F Jr. Whether the business is investment-relatedNo Address of the other businessZionsville, IN 46077 Nature of the other businessEstate Your positionExecutor Title, or relationship with the other businessExecutor, Grandson of A G F Jr. Start date of your relationship02/2021 Approximate number of hours/month you devote to the other business1 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessManage Estate, Sell the real property, and tax filing, and distribute proceeds/assets amongst living heirs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-23 |
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