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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-19
IN RA APPROVED 2025-03-20
  • TX RA
    APPROVED
    Since 2025-05-19
  • IN RA
    APPROVED
    Since 2025-03-20

Branch Locations

10800 N Michigan Rd, Zionsville, IN 46077 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iupui Indianapolis IN 11/2013 12/2017
Keller Williams Indy Metro North Zionsville IN 12/2018 03/2021
Scott Estates Indianapolis IN 03/2020 06/2023
Prep Financial Zionsville IN 12/2017 11/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2021 07/2024
Northwestern Mutual Investment Services Llc Indianapolis IN 03/2021 12/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2023 07/2024
David Wayne Hamilton Carmel IN 07/2024 11/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated ( Indianapolis IN 11/2024 Present
Indiana University Indianapolis Indianapolis IN 08/2015 12/2017
Bank Of America, N.A. Indianapolis IN 01/2025 Present
  • 11/2013 → 12/2017
    Iupui
    Indianapolis, IN
  • 12/2018 → 03/2021
    Keller Williams Indy Metro North
    Zionsville, IN
  • 03/2020 → 06/2023
    Scott Estates
    Indianapolis, IN
  • 12/2017 → 11/2024
    Prep Financial
    Zionsville, IN
  • 12/2021 → 07/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2021 → 12/2024
    Northwestern Mutual Investment Services Llc
    Indianapolis, IN
  • 09/2023 → 07/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2024 → 11/2024
    David Wayne Hamilton
    Carmel, IN
  • 11/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (
    Indianapolis, IN
  • 08/2015 → 12/2017
    Indiana University Indianapolis
    Indianapolis, IN
  • 01/2025 → Present
    Bank Of America, N.A.
    Indianapolis, IN
Other Businesses

Name of the other businessThe Estate of A G F Jr. Whether the business is investment-relatedNo Address of the other businessZionsville, IN 46077 Nature of the other businessEstate Your positionExecutor Title, or relationship with the other businessExecutor, Grandson of A G F Jr. Start date of your relationship02/2021 Approximate number of hours/month you devote to the other business1 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessManage Estate, Sell the real property, and tax filing, and distribute proceeds/assets amongst living heirs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-19
S63 Uniform Securities Agent State Law Examination 2023-06-23
  • S66 Uniform Combined State Law Examination
    2025-03-19
  • S63 Uniform Securities Agent State Law Examination
    2023-06-23
Other Names
  • Jr Johnson
  • Leonardo E Johnson
  • Leonardo Earl Johnson

View on SEC IAPD

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