Joseph John Cavazos

Current Employers

Employment History

• 11/2020 → 10/2021
  Charles Schwab & Co., Inc.
  Indianapolis, IN
• 12/2012 → 12/2019
  Student
  Kokomo, IN
• 12/2019 → 10/2020
  Unemployed
  Indianapolis, IN
• 04/2023 → 12/2025
  Brass Tax Wealth Management, Inc. Dba Storen Financial
  Cincinnati, OH
• 01/2022 → 12/2025
  Lpl Financial, Llc
  Cincinnati, OH
• 11/2021 → 12/2025
  Brass Tax Wealth Management, Inc. Dba Storen Financial
  Cincinnati, OH
• 01/2026 → Present
  Storen Legacy Partners, Llc
  Zionsville, IN
• 11/2021 → Present
  Storen Financial
  Zionsville, IN
• 02/2026 → Present
  Simplicity Investments
  Summit, NJ

Previous Registrations

• 2023-05-11 → 2025-12-31
  Brass Tax Wealth Management
  Cincinnati, OH
  Zionsville, IN

Other Businesses

1.) STOREN LEGACY PARTNERS - 1/1/26 - 1120 W Oak Street, Zionsville, IN 46077 - Financial Assistant, Transact in client accounts/assist advisors in meetings and client service, Invt Rel, Investment business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) STOREN FINANCIAL - 11/1/21 - 1120 W Oak Street, Zionsville, IN 46077 - Financial Assistant, Transact in client accounts/assist advisors in meetings and client service, Invt Rel, Financial business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) STOREN TAX SERVICE - 2/1/25 - 1120 W Oak Street, Zionsville, IN 46077 - Data Entry, Enter data into tax return software, Not Invt Rel, Tax preparation/data software, 5 hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-11
• S63 Uniform Securities Agent State Law Examination
  2020-12-04

Other Names

• Joseph J Cavazos