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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-24
GA RA APPROVED 2025-11-24
  • FL RA
    APPROVED
    Since 2025-11-24
  • GA RA
    APPROVED
    Since 2025-11-24

Branch Locations

2 North Tamiami Trail 1200, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Nokomis FL 11/2021 05/2024
Jp Morgan Securities Llc Nokomis FL 11/2021 05/2024
Regions Bank Venice FL 04/2019 10/2021
Pnc Bank Sarasota FL 05/2018 04/2019
Suntrust Bank Sarasota FL 09/2015 05/2018
Publix Venice FL 12/2019 05/2020
Baird Private Wealth Management Sarasota FL 05/2024 Present
  • 11/2021 → 05/2024
    Jp Morgan Chase Bank, N.A.
    Nokomis, FL
  • 11/2021 → 05/2024
    Jp Morgan Securities Llc
    Nokomis, FL
  • 04/2019 → 10/2021
    Regions Bank
    Venice, FL
  • 05/2018 → 04/2019
    Pnc Bank
    Sarasota, FL
  • 09/2015 → 05/2018
    Suntrust Bank
    Sarasota, FL
  • 12/2019 → 05/2020
    Publix
    Venice, FL
  • 05/2024 → Present
    Baird Private Wealth Management
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
  • S66 Uniform Combined State Law Examination
    2025-11-21
Other Names
  • Lewis Howard

View on SEC IAPD

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