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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-03 |
| TX | RA | APPROVED | 2025-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asbury Automotive Group | Duluth | GA | 11/2022 | 01/2025 |
| E*Trade From Morgan Stanley | Alpharetta | GA | 12/2021 | 10/2022 |
| Amazon | Atlanta | GA | 11/2019 | 12/2021 |
| Georgia State University | Atlanta | GA | 08/2017 | 12/2019 |
| Fiat Chrysler Automobiles | Morrow | GA | 01/2017 | 11/2017 |
| Ace Parking | Atlanta | GA | 04/2019 | 08/2019 |
| Laz Parking | Atlanta | GA | 05/2019 | 10/2019 |
| Dmn Corp Dba Azuma Leasing | Atlanta | GA | 07/2018 | 10/2018 |
| Floor & Decor | Atlanta | GA | 09/2016 | 01/2017 |
| Prudential Insurance Company Of America | Atlanta | GA | 03/2023 | 12/2023 |
| The Vanguard Group, Inc. | Charlotte | NC | 02/2025 | Present |
| Parking Management Services Inc | Atlanta | GA | 02/2017 | 07/2018 |
| Tyler Staffing Services Inc Dba Chase Staffing Services | Atlanta | GA | 02/2019 | 05/2019 |
| Cosgrove Enterprise | Atlanta | GA | 05/2019 | 07/2019 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-01 |
| S65 | Uniform Investment Adviser Law Examination | 2023-01-21 |
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