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Collen Keifer

Mml Investors Services, LLC

Atlanta, GA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-09-20
  • GA RA
    APPROVED
    Since 2024-09-20

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 01/2022 12/2023
English American Tailoring Westminster MD 07/2019 12/2021
Bell Nursery Westminster MD 04/2019 06/2019
Ups Sparks Glencoe MD 11/2018 01/2019
Falls Road Animal Hospital Baltimore MD 06/2016 07/2018
University Of Mary Washington Fredericksburg VA 08/2012 05/2017
Unemployed Hampstead MD 08/2018 10/2018
Morgan Stanley Alpharetta GA 01/2023 12/2023
Massmutual Life Insurance Company Atlanta GA 05/2024 Present
Unemployed Marietta GA 01/2024 05/2024
Mml Investors Services, Llc Atlanta GA 05/2024 Present
  • 01/2022 → 12/2023
    E*Trade Securities Llc
    Alpharetta, GA
  • 07/2019 → 12/2021
    English American Tailoring
    Westminster, MD
  • 04/2019 → 06/2019
    Bell Nursery
    Westminster, MD
  • 11/2018 → 01/2019
    Ups
    Sparks Glencoe, MD
  • 06/2016 → 07/2018
    Falls Road Animal Hospital
    Baltimore, MD
  • 08/2012 → 05/2017
    University Of Mary Washington
    Fredericksburg, VA
  • 08/2018 → 10/2018
    Unemployed
    Hampstead, MD
  • 01/2023 → 12/2023
    Morgan Stanley
    Alpharetta, GA
  • 05/2024 → Present
    Massmutual Life Insurance Company
    Atlanta, GA
  • 01/2024 → 05/2024
    Unemployed
    Marietta, GA
  • 05/2024 → Present
    Mml Investors Services, Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-09
S63 Uniform Securities Agent State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2024-09-09
  • S63 Uniform Securities Agent State Law Examination
    2022-05-06
Other Names
  • Collen J Keifer

View on SEC IAPD

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