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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED | 2024-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Somerville | MA | 11/2021 | 01/2024 |
| Bluesnap | Waltham | MA | 06/2021 | 10/2021 |
| Whole Foods | Newton | MA | 01/2021 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 07/2020 | 08/2020 |
| Vineyard Vines | Hingham | MA | 06/2017 | 08/2017 |
| Vineyard Vines | Hingham | MA | 06/2018 | 08/2018 |
| South Shore Country Club | Hingham | MA | 06/2019 | 11/2019 |
| Bentley University History Department | Waltham | MA | 02/2020 | 04/2020 |
| Barnes & Noble College Booksellers | Waltham | MA | 09/2018 | 02/2019 |
| Unemployed | Hingham | MA | 09/2016 | 05/2017 |
| Unemployed | Hingham | MA | 09/2017 | 05/2018 |
| Unemployed | Hingham | MA | 03/2019 | 05/2019 |
| Unemployed | Hingham | MA | 12/2019 | 01/2020 |
| Unemployed | Hingham | MA | 05/2020 | 06/2020 |
| Unemployed | Hingham | MA | 09/2020 | 12/2020 |
| Unemployed | Hingham | MA | 05/2021 | 05/2021 |
| J.P. Morgan Securities Llc | New York | NY | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-21 |
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