Best Investors Account Sign in

Thomas J. Dings

J.P. Morgan Securities LLC

New York, NY

CRD 7471528

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-01-05
TX RA APPROVED 2024-01-05
  • NY RA
    APPROVED
    Since 2024-01-05
  • TX RA
    APPROVED
    Since 2024-01-05

Branch Locations

540 Sixth Ave, New York, NY 10011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Somerville MA 11/2021 01/2024
Bluesnap Waltham MA 06/2021 10/2021
Whole Foods Newton MA 01/2021 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2020 08/2020
Vineyard Vines Hingham MA 06/2017 08/2017
Vineyard Vines Hingham MA 06/2018 08/2018
South Shore Country Club Hingham MA 06/2019 11/2019
Bentley University History Department Waltham MA 02/2020 04/2020
Barnes & Noble College Booksellers Waltham MA 09/2018 02/2019
Unemployed Hingham MA 09/2016 05/2017
Unemployed Hingham MA 09/2017 05/2018
Unemployed Hingham MA 03/2019 05/2019
Unemployed Hingham MA 12/2019 01/2020
Unemployed Hingham MA 05/2020 06/2020
Unemployed Hingham MA 09/2020 12/2020
Unemployed Hingham MA 05/2021 05/2021
J.P. Morgan Securities Llc New York NY 01/2024 Present
Jpmorgan Chase Bank, N.A. New York NY 01/2024 Present
  • 11/2021 → 01/2024
    Somerville, MA
  • 06/2021 → 10/2021
    Bluesnap
    Waltham, MA
  • 01/2021 → 04/2021
    Whole Foods
    Newton, MA
  • 07/2020 → 08/2020
    Boston, MA
  • 06/2017 → 08/2017
    Vineyard Vines
    Hingham, MA
  • 06/2018 → 08/2018
    Vineyard Vines
    Hingham, MA
  • 06/2019 → 11/2019
    South Shore Country Club
    Hingham, MA
  • 02/2020 → 04/2020
    Bentley University History Department
    Waltham, MA
  • 09/2018 → 02/2019
    Barnes & Noble College Booksellers
    Waltham, MA
  • 09/2016 → 05/2017
    Unemployed
    Hingham, MA
  • 09/2017 → 05/2018
    Unemployed
    Hingham, MA
  • 03/2019 → 05/2019
    Unemployed
    Hingham, MA
  • 12/2019 → 01/2020
    Unemployed
    Hingham, MA
  • 05/2020 → 06/2020
    Unemployed
    Hingham, MA
  • 09/2020 → 12/2020
    Unemployed
    Hingham, MA
  • 05/2021 → 05/2021
    Unemployed
    Hingham, MA
  • 01/2024 → Present
    New York, NY
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-21
  • S66 Uniform Combined State Law Examination
    2022-01-21
Other Names
  • Thomas Dings
  • Thomas Jay Dings

View on SEC IAPD

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor