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Alaina Klingenberg

Ameriprise Financial Services, LLC

St. Louis Park, MN

Edina, MN

CRD 7470940

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-26
MN RA APPROVED 2023-09-18
  • VA RA
    APPROVED
    Since 2024-01-26
  • MN RA
    APPROVED
    Since 2023-09-18

Branch Locations

St. Louis Park, MN • United States

3600 Minnesota Dr Ste 550, Edina, MN 55435-7925 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Caribou Coffee Minneapolis MN 01/2015 04/2017
Great Lakes Management Company Minneapolis MN 05/2017 04/2019
Cantel Medical Plymouth MN 05/2019 04/2021
Liberty Diversified Inc. New Hope MN 04/2021 10/2021
Ameriprise Financial Services, Llc Minnetonka MN 11/2021 Present
  • 01/2015 → 04/2017
    Caribou Coffee
    Minneapolis, MN
  • 05/2017 → 04/2019
    Great Lakes Management Company
    Minneapolis, MN
  • 05/2019 → 04/2021
    Cantel Medical
    Plymouth, MN
  • 04/2021 → 10/2021
    Liberty Diversified Inc.
    New Hope, MN
  • 11/2021 → Present
    Ameriprise Financial Services, Llc
    Minnetonka, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-15
  • S66 Uniform Combined State Law Examination
    2023-09-15
Other Names
  • Alaina Klingenberg

View on SEC IAPD

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