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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-23 |
| NY | RA | APPROVED | 2026-03-01 |
Branch Locations
540 Sixth Ave, New York, NY 10011 • United States
29 Union Sq W, New York, NY 10003 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 11/2021 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 11/2021 | Present |
| Pnc Bank | Jersey City | NJ | 02/2021 | 10/2021 |
| Madison Square Garden | New York | NY | 05/2019 | 07/2021 |
| Best Buy | New York | NY | 05/2018 | 06/2019 |
| City College | New York | NY | 08/2015 | 05/2020 |
| Chipotle | New York | NY | 06/2016 | 03/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-10 |
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