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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
RI RA APPROVED 2022-05-10
  • TX RA
    APPROVED
    Since 2022-06-03
  • RI RA
    APPROVED
    Since 2022-05-10

Branch Locations

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 07/2021 Present
University Of Edinburgh Edinburgh 09/2017 07/2021
Whole Foods Providence RI 01/2021 06/2021
Amazon Providence RI 05/2020 08/2020
Amazon Milford MA 06/2019 08/2019
Providence Country Day School East Providence RI 09/2013 09/2017
French American School Of Rhode Island Providence RI 06/2017 06/2017
Bank Of America N.A. Lincoln RI 09/2023 Present
  • 07/2021 → Present
    Lincoln, RI
  • 09/2017 → 07/2021
    University Of Edinburgh
    Edinburgh
  • 01/2021 → 06/2021
    Whole Foods
    Providence, RI
  • 05/2020 → 08/2020
    Amazon
    Providence, RI
  • 06/2019 → 08/2019
    Amazon
    Milford, MA
  • 09/2013 → 09/2017
    Providence Country Day School
    East Providence, RI
  • 06/2017 → 06/2017
    French American School Of Rhode Island
    Providence, RI
  • 09/2023 → Present
    Bank Of America N.A.
    Lincoln, RI
Other Businesses

I*2408263, Entity Type: , Name of OBA: L J, Address: Uzes, Gard, 30700, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 11/29/2024, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*4626283, Entity Type: , Name of OBA: M I, Address: Uzes, Gard, 30700, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 11/29/2024, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2022-05-09
Other Names
  • Henry Angell Viall

View on SEC IAPD

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