Christopher L Thompson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brentwood, TN
• 12/2021 → 04/2022
  Ubs
  Nashville, TN
• 04/2021 → 12/2021
  Unemployed
  Brentwood, TN
• 05/2018 → 04/2021
  Home Federal Bank Of Tennessee
  Knoxville, TN
• 08/2014 → 05/2018
  Full Time Student
  Knoxville, TN
• 11/2025 → Present
  Bank Of America, N.A.
  Brentwood, TN

Other Businesses

I*1365272 For profit or not for profit: Entity For Profit Name of outside business organization: Uber Technologies, Inc. Investment related: No Address of business: Position, title, association: Driver Start date of relationship: 6/30/2023 Number of hours devoted: 10 hrs Wkly Number of hours devoted during trading hours: 0 Duties: Driving for Uber. It is contracted work and I'm not an employee of Uber, Will be driving Uber rideshare occasionally on weekends. I*3510292 Entity Type: HOA, Co-Op, Freehold Name of OBA: Sunvalley Townhomes Homeowners Association Address: Nashville, Tennessee, 37221 Investment Related: No Position, Title, Association: Treasurer Employee Start Date: 02/01/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: Homeowners Association of the Sunvalley W townhouse neighborhood in Nashville, TN in which I live. The HOA is self-governed by the resident owners in the neighborhood. The neighborhood consists of 12 townhomes. The purpose of the HOA is to take on the continued upkeep of the buildings in the neighborhood and the land of the neighborhood. Using HOA dues paid by all of the homes' owners, the HOA is able to pay for projects, ongoing maintenance, and insurance that benefit the neighborhood as a whole. At the end of January 2026. I will take on the role of Treasurer of the HOA Board. I will act as liaison to outside vendors working in the neighborhood. I will be the point of contact between the board and its accountant. I will have access and view of funds held in the HOA's checking and savings accounts. I will vote on decisions made by the board. I will be added as an authorized signature and have check writing abilities on the board's checking account. I will be responsible for communicating annual income and expenses to the accountant for them to fill in on the board's annual tax filing documents. Quarterly, I will perform a back up check of the accountant on the statement's to ensure that all home owners paid their monthly dues for the previous 3 months.

Exams

• S66 Uniform Combined State Law Examination
  2022-11-23

Other Names

• Christopher Lewis Thompson
• Chris Thompson