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Kalley J'NAy Hawkins

Raymond James & Associates, Inc.

Dallas, TX

CRD 7470589

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-28
  • TX RA
    APPROVED
    Since 2022-06-28

Branch Locations

5956 Sherry Lane Suite 1900, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Midlothian TX 11/2021 06/2022
Wells Fargo Bank, Na Midlothian TX 08/2015 06/2022
Raymond James & Associates, Inc. Dallas TX 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-02
  • S66 Uniform Combined State Law Examination
    2022-06-02
Other Names
  • Kalley J'NAy Barber

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX
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