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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-17 |
| CA | RA | APPROVED | 2022-07-01 |
Branch Locations
10 S Dearborn St Floor 19, Chicago, IL 60603 • United States
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Los Angeles | CA | 11/2021 | Present |
| Jpmorgan Chase Bank Na | Los Angeles | CA | 11/2021 | Present |
| Jii | Los Angeles | CA | 03/2018 | 10/2021 |
| Unemployed | Manhattan Beach | CA | 05/2017 | 02/2018 |
| Unemployed | Madison | WI | 08/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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