Adam C Wagers

Fifth Third Securities, Inc.

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Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2025-10-28
FL	RA	APPROVED	2025-10-17
KY	RA	APPROVED	2025-09-11
OH	RA	APPROVED	2022-08-13

IN RA
APPROVED

Since 2025-10-28
FL RA
APPROVED

Since 2025-10-17
KY RA
APPROVED

Since 2025-09-11
OH RA
APPROVED

Since 2022-08-13

Branch Locations

7300 Yankee Rd., Middletown, OH 45044 • United States

3131 Princeton Rd, Hamilton, OH 45011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kroger	Fairfield	OH	10/2017	03/2019
Fifth Third Bank	Evendale	OH	03/2019	Present
Hamilton City Schools	Hamilton	OH	08/2011	05/2018
Fifth Third Securities	Evendale	OH	10/2021	Present

10/2017 → 03/2019

Kroger

Fairfield, OH
03/2019 → Present

Fifth Third Bank

Evendale, OH
08/2011 → 05/2018

Hamilton City Schools

Hamilton, OH
10/2021 → Present

Fifth Third Securities

Evendale, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-08-12
S63	Uniform Securities Agent State Law Examination	2022-06-30

S65 Uniform Investment Adviser Law Examination

2022-08-12
S63 Uniform Securities Agent State Law Examination

2022-06-30

View on SEC IAPD

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