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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Vermillion | SD | 03/2020 | 06/2020 |
| Anytime Fitness | Yankton | SD | 03/2019 | 03/2020 |
| University Of South Dakota | Vermillion | ND | 01/2019 | 08/2020 |
| University Of South Dakota | Vermillion | SD | 09/2018 | 12/2019 |
| State Farm | Hawley | MN | 04/2023 | 05/2024 |
| Ameriprise Financial | Fargo | ND | 11/2021 | 04/2023 |
| Plains Commerce Bank | Sioux Falls | SD | 06/2020 | 11/2021 |
| Student | Vermillion | SD | 09/2018 | 05/2021 |
| Old Lumber Company | Vermillion | SD | 09/2019 | 02/2020 |
| Perham Area Community Center | Perham | MN | 05/2017 | 09/2018 |
| Beach Bums | Battle Lake | MN | 05/2017 | 10/2017 |
| Student | Marshall | MN | 08/2012 | 05/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2024 | 07/2026 |
| Northwestern Mutual Investment Services Llc | Fargo | ND | 06/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2024 | 07/2026 |
| Neil A Van Dam | Fargo | ND | 07/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2026 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-07 |
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