Mikael Ago

J.P. Morgan Securities LLC

CRD 7470041

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-04-13

CA RA
APPROVED

Since 2026-04-13

Branch Locations

974 Dana Drive, Redding, CA 96003 • United States

715 S Main St, Red Bluff, CA 96080 • United States

910 Cypress Ave, Redding,, CA 96001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmc Bank Na (Southwest)	Chico	CA	11/2021	Present
J.P. Morgan Securities Llc	Chico	CA	11/2021	Present
Victra Verizon	Red Bluff	CA	12/2020	10/2021
Wal-Mart	Red Bluff	CA	05/2020	11/2020
Unemployed	Red Bluff	CA	11/2011	04/2020

11/2021 → Present

Jpmc Bank Na (Southwest)

Chico, CA
11/2021 → Present

J.P. Morgan Securities Llc

Chico, CA
12/2020 → 10/2021

Victra Verizon

Red Bluff, CA
05/2020 → 11/2020

Wal-Mart

Red Bluff, CA
11/2011 → 04/2020

Unemployed

Red Bluff, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-26
S63	Uniform Securities Agent State Law Examination	2022-03-28

S65 Uniform Investment Adviser Law Examination

2026-02-26
S63 Uniform Securities Agent State Law Examination

2022-03-28

View on SEC IAPD

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