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Courtney Lynn Kauffman

Prowell Financial Management, LLC

Exton, PA

CRD 7469800

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Employer firm

Prowell Financial Management, LLC CRD 281762

$6.86B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prowell Financial Management, Llc

717 Constitution Drive Suite 102, Exton, PA 19341 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-17
  • PA RA
    APPROVED
    Since 2021-11-17

Branch Locations

717 Constitution Drive Suite 102, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lovelace Medical Center Albuquerque NM 02/2015 01/2017
Prowell Financial Management, Llc Exton PA 03/2015 06/2019
Prowell Financial Management, Llc Exton PA 06/2019 Present
Designations
  • Certified Financial Planner
Other Names
  • Courtney Lynn Prowell

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
TD PRIVATE CLIENT WEALTH LLC
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

EUAN LIVINGTON
MATTHEW J. KELLEHER
PATRICK M FARREN

Nearby Offices

STRATEGIC ADVISERS LLC · EXTON, PA
TD PRIVATE CLIENT WEALTH LLC · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA

More in Exton, PA

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