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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-20
  • NC RA
    APPROVED
    Since 2024-03-20

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 12/2021 02/2024
Unemployed Belmont NC 02/2018 11/2021
University Of North Carolina-Charlotte Charlotte NC 10/2017 01/2018
Unemployed Belmont NC 05/2012 09/2017
Tiaa Charlotte NC 02/2024 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 02/2024 Present
  • 12/2021 → 02/2024
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2018 → 11/2021
    Unemployed
    Belmont, NC
  • 10/2017 → 01/2018
    University Of North Carolina-Charlotte
    Charlotte, NC
  • 05/2012 → 09/2017
    Unemployed
    Belmont, NC
  • 02/2024 → Present
    Tiaa
    Charlotte, NC
  • 02/2024 → Present
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-20
S63 Uniform Securities Agent State Law Examination 2022-03-23
  • S65 Uniform Investment Adviser Law Examination
    2024-03-20
  • S63 Uniform Securities Agent State Law Examination
    2022-03-23
Other Names
  • Tyler Johnson

View on SEC IAPD

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