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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-20 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 12/2021 | 02/2024 |
| Unemployed | Belmont | NC | 02/2018 | 11/2021 |
| University Of North Carolina-Charlotte | Charlotte | NC | 10/2017 | 01/2018 |
| Unemployed | Belmont | NC | 05/2012 | 09/2017 |
| Tiaa | Charlotte | NC | 02/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-23 |
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