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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-01-30
  • CT RA
    APPROVED
    Since 2023-01-30

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Boston MA 01/2022 Present
Macaulay Brown Inc Bagram Air Base 02/2017 02/2019
Ruchman And Associates Morgantown WV 10/2016 01/2017
United States Air Force Lackland Air Force Base TX 05/2013 10/2016
North East Home Improvement Greenwhich CT 03/2019 01/2022
  • 01/2022 → Present
    Morgan Stanley Smith Barney Llc
    Boston, MA
  • 02/2017 → 02/2019
    Macaulay Brown Inc
    Bagram Air Base
  • 10/2016 → 01/2017
    Ruchman And Associates
    Morgantown, WV
  • 05/2013 → 10/2016
    United States Air Force
    Lackland Air Force Base, TX
  • 03/2019 → 01/2022
    North East Home Improvement
    Greenwhich, CT
Other Businesses

*478370 - North East Home Improvment ; Investment related - No; Greenwich, Connecticut; Construction/Engineering; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 03/2019; During business hours: 0; After business hours: 20; Labor/Service, Sales/Marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
  • S66 Uniform Combined State Law Examination
    2023-01-30

View on SEC IAPD

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