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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-19 |
| CA | RA | APPROVED | 2023-08-24 |
Branch Locations
1010 W Alluvial Ave Ste 111, Fresno, CA 93711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Garden Grove | CA | 12/2018 | 07/2022 |
| School | Fresno | CA | 08/2000 | 12/2018 |
| Principal Life Insurance Company | Fresno | CA | 07/2022 | Present |
| Principal Securities Inc | Fresno | CA | 07/2022 | Present |
| Central Valley Strategic Wealth Management | Fresno | CA | 09/2023 | Present |
**CENTRAL VALLEY STRATEGIC WEALTH MANAGEMENT AND INSURANCE SERVICES POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 09/25/2023 ADDRESS: 1010 West Alluvial Ave., Fresno CA 93711, United States DESCRIPTION: Marketing insurance and investment products to prospects and clients throughout California **INSURANCE AND ANNUITIES POSITION: outside companies NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/28/2023 ADDRESS: 1010 West Alluvial Ave, Fresno CA 93711, United States DESCRIPTION: Selling and servicing insurance and annuities primarily through preferred product network. Fixed Insurance: Life, DI, Medical, LTC, Annuities. Group Insurance: Life, DI Dental, Vision, Health **CENTRAL VALLEY STRATEGIC WEALTH MANAGEMENT, INC POSITION: Shareholder NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/05/2024 ADDRESS: 1010 W. Alluvial Ave., suite 111, Fresno CA 93711, United States DESCRIPTION: This is the corporation for our DBA. I am a shareholder. The primary purpose is to employ our staff, handle our group expenses, and coordinate our marketing efforts. It won't have any income. I won't receive any income from it, it is merely an entity to handle the business expenses and be the employer for our shared staff employees.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-23 |
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