Priti A Mendonca

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-11-14
WA	RA	APPROVED	2023-11-07

TX RA
APPROVED_RES

Since 2023-11-14
WA RA
APPROVED

Since 2023-11-07

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bellevue	WA	03/2019	Present
Ucic	Bothell	WA	01/2019	03/2019
At&T	Bothell	WA	06/2017	09/2018
Unemployed	Bothell	WA	09/2018	12/2018
Unemployed	Bothell	WA	06/2007	06/2017
Costco Wholesale	Kirkland	WA	10/2022	10/2022

03/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA
01/2019 → 03/2019

Ucic

Bothell, WA
06/2017 → 09/2018

At&T

Bothell, WA
09/2018 → 12/2018

Unemployed

Bothell, WA
06/2007 → 06/2017

Unemployed

Bothell, WA
10/2022 → 10/2022

Costco Wholesale

Kirkland, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-06

S66 Uniform Combined State Law Examination

2023-11-06

Other Names

Priti Babaladi
Priti Mendonca

View on SEC IAPD