Richard Joseph Abernathy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 10/2018
  Consulting Services Support Corporation
  Troy, MI
• 06/2010 → 09/2018
  Cssc Brokerage Services, Inc.
  Troy, MI
• 06/2010 → 09/2018
  Cssc Investment Advisory Services, Inc.
  Troy, MI
• 11/2018 → Present
  Preferred Financial Partners
  Troy, MI
• 09/2019 → 08/2024
  Equity Services, Inc.
  Montpelier, VT
• 08/2024 → Present
  Osaic
  Troy, MI

Previous Registrations

• 2019-09-09 → 2024-09-03
  Equity Services, Inc.
  Troy, MI
• 2010-06-29 → 2018-09-04
  Trustee Empowerment & Protection, Inc.
  Troy, MI
• 2009-10-05 → 2009-11-09
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 2008-08-11 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Detroit, MI
  Troy, MI
  West Bloomfield, MI
  West Bloomfield, MI
  Detroit, MI

Other Businesses

1. PREFERRED PLANNING PARTNERS, LLC POSITION: Compliance Principal NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 43 SECURITIES TRADING HOURS: 43 START DATE: 08/05/2024 ADDRESS: 5600 New King Drive, Suite 350, Troy MI 48098, United States DESCRIPTION: I am an approved delegate for the OSJ where I perform daily supervision for our office and downstream advisors.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-07
• S63 Uniform Securities Agent State Law Examination
  1999-09-13