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Rubi Rodriguez-Lopez

Charles Schwab & Co., Inc.

Woodland Hills, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-27
AR RA APPROVED 2022-12-14
  • CA RA
    APPROVED
    Since 2023-01-27
  • AR RA
    APPROVED
    Since 2022-12-14

Branch Locations

6250 Topanga Canyon Blvd Suite 1545, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Beverly Hills CA 11/2021 12/2022
Unemployed Sherman Oaks CA 01/2020 10/2021
Frasco Investigative Services Burbank CA 03/2018 12/2019
Daniel Cheren And Associates Encino CA 11/2016 01/2018
University Of California At Santa Barbara Santa Barbara CA 09/2012 09/2016
Charles Schwab & Co., Inc. The Woodland Hills CA 12/2022 Present
Charles Schwab Bank, Ssb The Woodland Hills CA 12/2022 Present
  • 11/2021 → 12/2022
    Td Ameritrade
    Beverly Hills, CA
  • 01/2020 → 10/2021
    Unemployed
    Sherman Oaks, CA
  • 03/2018 → 12/2019
    Frasco Investigative Services
    Burbank, CA
  • 11/2016 → 01/2018
    Daniel Cheren And Associates
    Encino, CA
  • 09/2012 → 09/2016
    University Of California At Santa Barbara
    Santa Barbara, CA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    The Woodland Hills, CA
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    The Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-30
  • S66 Uniform Combined State Law Examination
    2022-11-30
Other Names
  • Rubi Rodriguez
  • Rubi Lopez

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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