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Michael Dawayne Harris

Wells Fargo Investment Institute, Inc.

Charlotte, NC

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Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-28
  • NC RA
    APPROVED
    Since 2022-04-28

Branch Locations

550 S Tryon St 40Th Floor, Charlotte, NC 28202-4200 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute, Inc Charlotte NC 11/2021 Present
Wells Fargo Bank, N.A. Charlotte NC 10/2016 11/2021
Bj's Wholesale Club Holdings, Inc Albany NY 02/2016 10/2016
  • 11/2021 → Present
    Wells Fargo Investment Institute, Inc
    Charlotte, NC
  • 10/2016 → 11/2021
    Wells Fargo Bank, N.A.
    Charlotte, NC
  • 02/2016 → 10/2016
    Bj's Wholesale Club Holdings, Inc
    Albany, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-28
  • S65 Uniform Investment Adviser Law Examination
    2022-04-28

View on SEC IAPD

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