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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-08
FL RA APPROVED 2026-01-08
  • TX RA
    APPROVED
    Since 2026-04-08
  • FL RA
    APPROVED
    Since 2026-01-08

Branch Locations

796 5Th Ave S, Naples, FL 34102 • United States

10840 Miromar Outlet Dr, Estero, FL 33928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc White Plains NY 10/2021 09/2024
Elm City Management Hamden CT 05/2019 08/2019
Milford Yacht Club Milford CT 06/2018 08/2019
Sigma Delta Tau South Kingston RI 01/2018 01/2019
Cascade Fine Wedding Catering Hamden CT 06/2016 01/2017
Unemployed Old Lyme CT 02/2017 12/2017
Unemployed Old Lyme CT 09/2019 06/2021
The Prudential Insurance Company Of America White Plains NY 07/2021 09/2024
J.P. Morgan Securities Llc Naples FL 09/2024 12/2025
Jpmorgan Chase Bank, N.A. Naples FL 09/2024 12/2025
Highland Property Solutions, Llc Naples FL 01/2025 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 12/2025 Present
Bank Of America, N.A. Naples FL 03/2026 Present
  • 10/2021 → 09/2024
    White Plains, NY
  • 05/2019 → 08/2019
    Elm City Management
    Hamden, CT
  • 06/2018 → 08/2019
    Milford Yacht Club
    Milford, CT
  • 01/2018 → 01/2019
    Sigma Delta Tau
    South Kingston, RI
  • 06/2016 → 01/2017
    Cascade Fine Wedding Catering
    Hamden, CT
  • 02/2017 → 12/2017
    Unemployed
    Old Lyme, CT
  • 09/2019 → 06/2021
    Unemployed
    Old Lyme, CT
  • 07/2021 → 09/2024
    The Prudential Insurance Company Of America
    White Plains, NY
  • 09/2024 → 12/2025
    Naples, FL
  • 09/2024 → 12/2025
    Jpmorgan Chase Bank, N.A.
    Naples, FL
  • 01/2025 → Present
    Highland Property Solutions, Llc
    Naples, FL
  • 12/2025 → Present
    Naples, FL
  • 03/2026 → Present
    Bank Of America, N.A.
    Naples, FL
Previous Registrations
Other Businesses

I*3594265 Entity Type: Entity For Profit Name of OBA: Highland Property Solutions, LLC Address: Naples, Florida, 34109 Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/25/2025 Number of Hours: 0, Weekly Number of Hours during trading: 0, Weekly Duties: Purpose is for home watch services, and eventually for rental properties. Weekend receptibilities and other responsibilities during the week after 6pm. Receptibilities include maintaining clients homes when they are away.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-13
  • S66 Uniform Combined State Law Examination
    2022-05-13

View on SEC IAPD

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