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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-06
MD RA APPROVED 2022-12-15
  • PA RA
    APPROVED
    Since 2023-10-06
  • MD RA
    APPROVED
    Since 2022-12-15

Branch Locations

820 Adams Ave Suite 100, Trooper, PA 19403 • United States

Pasadena, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northrop Grumman Systems Corporation Annapolis MD 08/2014 Present
Cetera Advisor Networks El Segundo CA 03/2022 12/2022
Lpl Financial Llc Pasadena MD 12/2022 Present
  • 08/2014 → Present
    Northrop Grumman Systems Corporation
    Annapolis, MD
  • 03/2022 → 12/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 12/2022 → Present
    Pasadena, MD
Previous Registrations
  • 2022-07-11 → 2022-11-29
    Cetera Wealth Services, Llc
    Trooper, PA
    Trooper, PA
    Severna Park, MD
Other Businesses

1) 12/2022- Menninger & Associates Financial Planning- DBA for LPL Business (entity for LPL business) - inv. related - Trooper, PA 2) 12/2022- Menninger & Associates, Inc - DBA for LPL Business (entity for LPL business) - inv. related - Trooper, PA 3) 12/2022- Northrop Grumman Systems Corp.- Outside/W-2 Employment / SENIOR STAFF ENGINEER- Annapolis, MD- start dat 8/25/2014- 130hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01

View on SEC IAPD

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