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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Korhorn Financial Group, Inc | Granger | IN | 09/2021 | 09/2022 |
| Kfg Wealth Management Llc | Granger | IN | 09/2021 | 09/2022 |
| Socha Financial Group | Corning | NY | 09/2015 | 07/2021 |
| Shoemaker | South Bend | IN | 11/2022 | Present |
| Securian Financial Services | Saint Paul | MN | 11/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-14 |
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