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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-13 |
| MI | RA | APPROVED | 2026-01-02 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
4805 Towne Centre Rd, Saginaw, MI 48604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saginaw | MI | 11/2025 | Present |
| Unemployed | Midland | MI | 06/2025 | 11/2025 |
| Dow Credit Union | Midland | MI | 06/2021 | 06/2025 |
| Central Michigan University | Mount Pleasant | MI | 08/2021 | 05/2025 |
| Midland Public Schools | Midland | MI | 11/2015 | 05/2021 |
| Saginaw Valley State University | University Center | MI | 07/2024 | 08/2024 |
| Delta College | University Center | MI | 05/2024 | 08/2024 |
| Grand Valley State University | Allendale | MI | 06/2023 | 08/2023 |
| Oakland University | Rochester | MI | 05/2023 | 08/2023 |
| Bank Of America, N.A. | Saginaw | MI | 11/2025 | Present |
I*4574276 Entity Type: Business or Industry Organization Name of OBA: Saginaw Club Address: Saginaw, Michigan, 48607 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/04/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: I will serve on the Entertainment & House Committee, which advises on events hosted by the club. Provide ideas and feedback on social events at the club
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-30 |
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