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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
MI RA APPROVED 2026-01-02
  • TX RA
    APPROVED
    Since 2026-02-13
  • MI RA
    APPROVED
    Since 2026-01-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

4805 Towne Centre Rd, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saginaw MI 11/2025 Present
Unemployed Midland MI 06/2025 11/2025
Dow Credit Union Midland MI 06/2021 06/2025
Central Michigan University Mount Pleasant MI 08/2021 05/2025
Midland Public Schools Midland MI 11/2015 05/2021
Saginaw Valley State University University Center MI 07/2024 08/2024
Delta College University Center MI 05/2024 08/2024
Grand Valley State University Allendale MI 06/2023 08/2023
Oakland University Rochester MI 05/2023 08/2023
Bank Of America, N.A. Saginaw MI 11/2025 Present
  • 11/2025 → Present
    Saginaw, MI
  • 06/2025 → 11/2025
    Unemployed
    Midland, MI
  • 06/2021 → 06/2025
    Dow Credit Union
    Midland, MI
  • 08/2021 → 05/2025
    Central Michigan University
    Mount Pleasant, MI
  • 11/2015 → 05/2021
    Midland Public Schools
    Midland, MI
  • 07/2024 → 08/2024
    Saginaw Valley State University
    University Center, MI
  • 05/2024 → 08/2024
    Delta College
    University Center, MI
  • 06/2023 → 08/2023
    Grand Valley State University
    Allendale, MI
  • 05/2023 → 08/2023
    Oakland University
    Rochester, MI
  • 11/2025 → Present
    Bank Of America, N.A.
    Saginaw, MI
Other Businesses

I*4574276 Entity Type: Business or Industry Organization Name of OBA: Saginaw Club Address: Saginaw, Michigan, 48607 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/04/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: I will serve on the Entertainment & House Committee, which advises on events hosted by the club. Provide ideas and feedback on social events at the club

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
  • S66 Uniform Combined State Law Examination
    2025-12-30
Other Names
  • Ryan T Hampton

View on SEC IAPD

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