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Derek Hunter Baugh

Baugh & Associates, LLC

Atlanta, GA

CRD 7467360

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Employer firm

Baugh & Associates, LLC CRD 136342

$294M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Baugh & Associates, Llc

6065 Roswell Rd Suite 980, Atlanta, GA 30328 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-01-20
  • GA RA
    APPROVED
    Since 2022-01-20

Branch Locations

6065 Roswell Rd Suite 980, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baugh & Associates, Llc Atlanta GA 03/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-18
  • S65 Uniform Investment Adviser Law Examination
    2021-12-18

View on SEC IAPD

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