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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-05-31
WA RA APPROVED 2022-05-31
  • IA RA
    APPROVED
    Since 2022-05-31
  • WA RA
    APPROVED
    Since 2022-05-31

Branch Locations

Lakebay, WA • United States

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bainbridge Island WA 11/2021 05/2022
Wells Fargo Bank, Na Bainbridge Island WA 03/2021 05/2022
Wilco Gig Harbor WA 01/2020 01/2021
Winco Everett WA 11/2017 01/2020
Cabelas Union Gap WA 11/2016 11/2017
Safeway Bonneylake WA 08/2016 11/2016
Cambridge Investment Research Inc. Fairfield IA 05/2022 Present
Cambridge Investment Research Inc. Fairfield IA 05/2022 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 05/2022 Present
  • 11/2021 → 05/2022
    Bainbridge Island, WA
  • 03/2021 → 05/2022
    Wells Fargo Bank, Na
    Bainbridge Island, WA
  • 01/2020 → 01/2021
    Wilco
    Gig Harbor, WA
  • 11/2017 → 01/2020
    Winco
    Everett, WA
  • 11/2016 → 11/2017
    Cabelas
    Union Gap, WA
  • 08/2016 → 11/2016
    Safeway
    Bonneylake, WA
  • 05/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 05/2022 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 05/2022 → Present
    Fairfield, IA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-02
  • S66 Uniform Combined State Law Examination
    2022-03-02
Other Names
  • Joey Hodgins
  • Joseph Hodgins

View on SEC IAPD

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