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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-11 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wabash National | Lafayette | IN | 05/2019 | 08/2019 |
| Equitable Advisors, Llc | New York | NY | 11/2021 | 11/2022 |
| Purdue University | West Lafayette | IN | 05/2016 | 05/2020 |
| University Of The Incarnate Word | San Antonio | TX | 06/2020 | 05/2021 |
| Unemployed | Broken Arrow | OK | 06/2021 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 11/2022 | 12/2023 |
| Bank Of America, N.A. | Fort Worth | TX | 01/2023 | 12/2023 |
| Fisher Investments | Plano | TX | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-08 |
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