Richard Finnigan Grant

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Charles Schwab & Co., Inc.	The Woodlands	TX	11/2021	Present
Charles Schwab Bank, Ssb	The Woodlands	TX	11/2021	Present
United States Marine Corps Reserve	Houston	TX	03/2019	09/2024
Ups/Insync Staffing	Houston	TX	06/2021	07/2021
Recreational Equipment Inc	Conroe	TX	05/2021	06/2021
Amtech Tank Linings	New Hampton	NH	05/2020	08/2020
Amtech Tank Linings	New Hampton	NH	04/2019	12/2019
United States Marine Corps Active Duty Training	Parris Island	SC	07/2018	03/2019
Goffstown Highschool	Goffstown	NH	09/2014	06/2018
Pizza 9-1-1	Manchester	NH	09/2016	11/2016
Marshalls	Bedford	NH	10/2016	01/2017
Surefire Auto	New Boston	NH	07/2017	03/2018

11/2021 → Present

Charles Schwab & Co., Inc.

The Woodlands, TX
11/2021 → Present

Charles Schwab Bank, Ssb

The Woodlands, TX
03/2019 → 09/2024

United States Marine Corps Reserve

Houston, TX
06/2021 → 07/2021

Ups/Insync Staffing

Houston, TX
05/2021 → 06/2021

Recreational Equipment Inc

Conroe, TX
05/2020 → 08/2020

Amtech Tank Linings

New Hampton, NH
04/2019 → 12/2019

Amtech Tank Linings

New Hampton, NH
07/2018 → 03/2019

United States Marine Corps Active Duty Training

Parris Island, SC
09/2014 → 06/2018

Goffstown Highschool

Goffstown, NH
09/2016 → 11/2016

Pizza 9-1-1

Manchester, NH
10/2016 → 01/2017

Marshalls

Bedford, NH
07/2017 → 03/2018

Surefire Auto

New Boston, NH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-16

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