Best Investors Account Sign in

Robert Jeffery Pearce

LPl Enterprise, LLC

Hendersonville, NC

CRD 7466889

Claim This Profile
Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
NC RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
WV RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14
  • WV RA
    APPROVED
    Since 2024-11-14

Branch Locations

Hendersonville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Bethesda MD 11/2021 11/2024
Unemployed Falling Waters WV 07/2021 11/2021
Great Southern Wood Preserving Hagerstown MD 08/2017 07/2021
Unemployed Melbourne FL 04/2016 08/2017
The Prudential Insurance Company Of America Hendersonville NC 04/2022 Present
Lpl Enterprise, Llc Hendersonville NC 11/2024 Present
  • 11/2021 → 11/2024
    Bethesda, MD
  • 07/2021 → 11/2021
    Unemployed
    Falling Waters, WV
  • 08/2017 → 07/2021
    Great Southern Wood Preserving
    Hagerstown, MD
  • 04/2016 → 08/2017
    Unemployed
    Melbourne, FL
  • 04/2022 → Present
    The Prudential Insurance Company Of America
    Hendersonville, NC
  • 11/2024 → Present
    Hendersonville, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-15
  • S66 Uniform Combined State Law Examination
    2022-03-15
Other Names
  • R. Jeff Pearce
  • Jeff Pearce
  • R. Jeffery Pearce
  • Rj Pearce
  • Robert Jeff Pearce

View on SEC IAPD

More in Hendersonville, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor