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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
| NC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
| WV | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Bethesda | MD | 11/2021 | 11/2024 |
| Unemployed | Falling Waters | WV | 07/2021 | 11/2021 |
| Great Southern Wood Preserving | Hagerstown | MD | 08/2017 | 07/2021 |
| Unemployed | Melbourne | FL | 04/2016 | 08/2017 |
| The Prudential Insurance Company Of America | Hendersonville | NC | 04/2022 | Present |
| Lpl Enterprise, Llc | Hendersonville | NC | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-15 |
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