Justin Michael Carriere

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 11/2019
  Unity Bank
  Red Lake Falls, MN
• 11/2014 → 02/2020
  Cetera Investment Services Llc
  St. Cloud, MN
• 07/2016 → 02/2020
  Cetera Investment Advisers Llc
  Red Lake Falls, MN
• 03/2020 → Present
  Lpl Financial, Llc
  Hunter, ND
• 07/2020 → Present
  Dakota Heritage Bank
  Hunter, ND

Previous Registrations

• 2016-07-01 → 2020-03-12
  Cetera Investment Advisers Llc
  Red Lake Falls, MN
  Red Lake Falls, MN

Other Businesses

1) 3/2020 - DBA for LPL Business (entity for LPL business) - Northwest Wealth Management - Investment Related - 100% - Red Lake Falls, MN 56750 2) 10/2018 - Real Estate Rental - JC Properties RLF LLC - Red Lake Falls, MN 56750.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-30
• S63 Uniform Securities Agent State Law Examination
  2014-12-16

Other Names

• Justin Carriere