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Sarah Jane James

Cwm, LLC

Hastings, NE

Omaha, NE

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Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-11-01
  • NE RA
    APPROVED
    Since 2023-11-01

Branch Locations

200 N. Burlington, Ste. 200, Hastings, NE 68901 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Onedigital Investment Advisors Overland Park KS 11/2021 01/2024
Oakeson Steiner Wealth & Retirement Hastings NE 09/2021 Present
Lutz & Company Hastings NE 05/2017 09/2021
Mcdermott & Miller, Pc Hastings NE 02/2013 05/2017
Cwm, Llc Omaha NE 11/2023 Present
  • 11/2021 → 01/2024
    Onedigital Investment Advisors
    Overland Park, KS
  • 09/2021 → Present
    Oakeson Steiner Wealth & Retirement
    Hastings, NE
  • 05/2017 → 09/2021
    Lutz & Company
    Hastings, NE
  • 02/2013 → 05/2017
    Mcdermott & Miller, Pc
    Hastings, NE
  • 11/2023 → Present
    Cwm, Llc
    Omaha, NE
Previous Registrations
  • 2021-11-10 → 2024-01-31
    Onedigital
    Hastings, NE
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-28
  • S65 Uniform Investment Adviser Law Examination
    2021-10-28
Designations

View on SEC IAPD

Other Firms

WEALTH ADVISORS NETWORK, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
SKYLINE WEALTH MANAGEMENT
OSAIC WEALTH, INC.

Other Investors

TAMMY MICHELLE HUBL
JEFFREY SCOTT ANDERSON
TRACY LYNN KENNEDY
Timothy Ian Schirmer
DANIEL E STRAMEL
JONATHAN BRIAN GONIFAS
MALINDA LOU PARR
BRIAN JAMES STOCK

Other Offices

WEALTH ADVISORS NETWORK, INC. · HASTINGS, NE
STATE FARM INVESTMENT MANAGEMENT CORP. · Hastings, NE
EDWARD JONES · HASTINGS, NE
AMERIPRISE FINANCIAL SERVICES, LLC · HASTINGS, NE
WELLS FARGO CLEARING SERVICES, LLC · HASTINGS, NE
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HASTINGS, NE
EDWARD JONES · HASTINGS, NE
STATE FARM INVESTMENT MANAGEMENT CORP. · Hastings, NE

More in Hastings, NE

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