Nicholas Vincent Fiano

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-03-12
CA	RA	APPROVED	2026-01-28
PA	RA	APPROVED	2026-01-26

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Davis And Davis Law Form	Uniontown	PA	08/2014	02/2019
Ptc, Inc.	Uniontown	PA	02/2019	11/2021
Fed. Hermes Inc./Fed. Glob. Inv.MGmt. Corp./Mdt Advisers/Fed.INv	Pittsburgh	PA	11/2021	12/2025
Pennsylvania Western University	California	PA	08/2014	05/2018
Capital Group / Capital Client Group, Inc.	Los Angeles	CA	01/2026	Present
University Of Pittsburgh	Pittsburgh	PA	05/2021	08/2023

08/2014 → 02/2019

Davis And Davis Law Form

Uniontown, PA
02/2019 → 11/2021

Ptc, Inc.

Uniontown, PA
11/2021 → 12/2025

Fed. Hermes Inc./Fed. Glob. Inv.MGmt. Corp./Mdt Advisers/Fed.INv

Pittsburgh, PA
08/2014 → 05/2018

Pennsylvania Western University

California, PA
01/2026 → Present

Capital Group / Capital Client Group, Inc.

Los Angeles, CA
05/2021 → 08/2023

University Of Pittsburgh

Pittsburgh, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-28