Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
CA RA APPROVED 2022-10-13
  • TX RA
    APPROVED
    Since 2022-12-01
  • CA RA
    APPROVED
    Since 2022-10-13

Branch Locations

5260 N Palm Ave, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A. Fresno CA 10/2021 05/2022
Bank Of America Fresno CA 10/2016 09/2021
Unemployment Clovis CA 09/2021 10/2021
Unemployment Concord CA 08/2016 10/2016
J.P. Morgan Securities Llc Fresno CA 10/2021 05/2022
Bank Of America, N.A. Madera CA 05/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madera CA 05/2022 Present
  • 10/2021 → 05/2022
    Jp Morgan Chase Bank, N.A.
    Fresno, CA
  • 10/2016 → 09/2021
    Bank Of America
    Fresno, CA
  • 09/2021 → 10/2021
    Unemployment
    Clovis, CA
  • 08/2016 → 10/2016
    Unemployment
    Concord, CA
  • 10/2021 → 05/2022
    J.P. Morgan Securities Llc
    Fresno, CA
  • 05/2022 → Present
    Bank Of America, N.A.
    Madera, CA
  • 05/2022 → Present
    Madera, CA
Other Businesses

I*3843276, Entity Type Entity Charitable, Name of OBA: Central Valley Indian Chamber of Commerce Address: ClovisCalifornia93619 Investment Related: No Position, Title, Association: Officer Employee Start Date: 02/28/2026 No Hours: 3 monthly No Hours during trading: 0 Duties: network with local businesses, The Central Valley Indian Chamber of Commerce in Fresno, CA serves as a vital platform for Indian-owned and Indian affiliated businesses to connect, collaborate, and grow. Its purpose is to strengthen the local Indo American business community by creating opportunities for networking, promoting economic development, and supporting entrepreneurship across the region. Through cultural and business focused events, the Chamber also helps foster meaningful cultural exchange between India and the Central Valley, enhancing mutual understanding and elevating the visibility of Indian businesses within the broader economic landscape

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
S63 Uniform Securities Agent State Law Examination 2022-01-20
  • S66 Uniform Combined State Law Examination
    2022-10-07
  • S63 Uniform Securities Agent State Law Examination
    2022-01-20
Other Names
  • Raj Kumar

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor