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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-08-05
  • MO RA
    APPROVED
    Since 2022-08-05

Branch Locations

123 W 2Nd St, Holden, MO 64040 • United States

401 North Maguire St., Warrensburg, MO 64093 • United States

401 Fairgrounds Ave, Higginsville, MO 64037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Trust Bank Chesterfield MO 11/2021 Present
Warrensburg Piranhas Warrensburg MO 09/2020 Present
Ucm Surplus Warrensburg MO 06/2018 05/2021
Truman Title Warrensburg MO 05/2021 11/2021
Ucm Warrensburg MO 06/2016 08/2018
Midwest Pool Management Warrensburg MO 06/2015 06/2018
Lpl Financial Llc Chesterfield MO 11/2021 Present
  • 11/2021 → Present
    Central Trust Bank
    Chesterfield, MO
  • 09/2020 → Present
    Warrensburg Piranhas
    Warrensburg, MO
  • 06/2018 → 05/2021
    Ucm Surplus
    Warrensburg, MO
  • 05/2021 → 11/2021
    Truman Title
    Warrensburg, MO
  • 06/2016 → 08/2018
    Ucm
    Warrensburg, MO
  • 06/2015 → 06/2018
    Midwest Pool Management
    Warrensburg, MO
  • 11/2021 → Present
    Chesterfield, MO
Other Businesses

1) 3/2022- Central Investment Advisors-DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 3/2022- Warrensburg Piranhas Swim club- outside employment/ swim coach- non-inv. related- Warrensburg, MO- start date 2020- 20hrs/mth 3) 3/22/2023 - Investor Services Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 01/01/2022 - 160 Hours Per Month/140 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-04
  • S66 Uniform Combined State Law Examination
    2022-08-04

View on SEC IAPD

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