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Benjamin D Smith

Truist Advisory Services, Inc.

Charlotte, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-05
  • NC RA
    APPROVED
    Since 2025-03-05

Branch Locations

2320 Cascade Pointe Blvd Ste 200, Charlotte, NC 28208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Newport Beach CA 11/2021 08/2024
Regions Little Rock AR 09/2019 11/2021
5 Star Nutrition Llc Little Rock AR 04/2019 09/2019
Bank Of America Little Rock AR 09/2017 10/2018
Triton Management Tuscaloosa AL 05/2016 08/2017
Unemployed Little Rock AR 10/2018 04/2019
Truist Investment Services, Inc Charlotte NC 02/2025 Present
Truist Advisory Services, Inc Charlotte NC 02/2025 Present
Unemployed Charlotte NC 08/2024 02/2025
  • 11/2021 → 08/2024
    United Capital
    Newport Beach, CA
  • 09/2019 → 11/2021
    Regions
    Little Rock, AR
  • 04/2019 → 09/2019
    5 Star Nutrition Llc
    Little Rock, AR
  • 09/2017 → 10/2018
    Bank Of America
    Little Rock, AR
  • 05/2016 → 08/2017
    Triton Management
    Tuscaloosa, AL
  • 10/2018 → 04/2019
    Unemployed
    Little Rock, AR
  • 02/2025 → Present
    Truist Investment Services, Inc
    Charlotte, NC
  • 02/2025 → Present
    Truist Advisory Services, Inc
    Charlotte, NC
  • 08/2024 → 02/2025
    Unemployed
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28
Other Names
  • Benjamin Smith

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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