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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
PA RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-01-31
  • PA RA
    APPROVED
    Since 2023-01-18

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2 Bala Plz, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bala Cynwyd PA 11/2021 Present
Sterling Mets New York NY 06/2018 05/2020
New York Boulders Pamona NY 06/2020 09/2021
North Salem Central School District North Salem NY 09/2018 02/2020
9Er Baseball Brewster NY 10/2018 02/2020
Wagner College Staten Island NY 08/2015 05/2018
Wagner College Staten Island NY 08/2019 05/2021
Bank Of America, N.A. Bala Cynwyd PA 12/2024 Present
  • 11/2021 → Present
    Bala Cynwyd, PA
  • 06/2018 → 05/2020
    Sterling Mets
    New York, NY
  • 06/2020 → 09/2021
    New York Boulders
    Pamona, NY
  • 09/2018 → 02/2020
    North Salem Central School District
    North Salem, NY
  • 10/2018 → 02/2020
    9Er Baseball
    Brewster, NY
  • 08/2015 → 05/2018
    Wagner College
    Staten Island, NY
  • 08/2019 → 05/2021
    Wagner College
    Staten Island, NY
  • 12/2024 → Present
    Bank Of America, N.A.
    Bala Cynwyd, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-17
  • S66 Uniform Combined State Law Examination
    2022-12-17
Other Names
  • Philip M Capra
  • Philip Capra

View on SEC IAPD

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