Caroline Gallahar

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-13
AL	RA	APPROVED	2026-03-11

TX RA
APPROVED

Since 2026-03-13
AL RA
APPROVED

Since 2026-03-11

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	11/2021	09/2025
The Montgomery Academy	Montgomery	AL	11/2011	05/2017
Marquirette's	Montgomery	AL	12/2018	01/2019
Danny Clements Builder	Montgomery	AL	05/2021	08/2021
Unemployed	Montgomery	AL	08/2021	11/2021
The University Of Alabama	Tuscaloosa	AL	08/2017	05/2021
Rsvp Magazine	Montgomery	AL	01/2016	05/2019
Morgan Stanley	Birmingham	AL	09/2025	Present

11/2021 → 09/2025

The Vanguard Group, Inc.

Charlotte, NC
11/2011 → 05/2017

The Montgomery Academy

Montgomery, AL
12/2018 → 01/2019

Marquirette's

Montgomery, AL
05/2021 → 08/2021

Danny Clements Builder

Montgomery, AL
08/2021 → 11/2021

Unemployed

Montgomery, AL
08/2017 → 05/2021

The University Of Alabama

Tuscaloosa, AL
01/2016 → 05/2019

Rsvp Magazine

Montgomery, AL
09/2025 → Present

Morgan Stanley

Birmingham, AL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-11
S63	Uniform Securities Agent State Law Examination	2022-02-24

S65 Uniform Investment Adviser Law Examination

2026-03-11
S63 Uniform Securities Agent State Law Examination

2022-02-24

Other Names

Caroline Gallahar
Caroline Dowe Gallahar

View on SEC IAPD

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