Juan-carlos Sapien

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-08-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	El Paso	TX	11/2021	Present
Red Balloon Group Inc.	El Paso	TX	07/2019	Present
Coronado Country Club	El Paso	TX	10/2020	03/2021
David Chincanchan Campaign	Austin	TX	10/2020	11/2020
Coronado Country Club	El Paso	TX	04/2018	07/2018
St. Edward's University	Austin	TX	08/2018	12/2020
Cathedral High School	El Paso Texas	TX	07/2014	04/2018

11/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Paso, TX
07/2019 → Present

Red Balloon Group Inc.

El Paso, TX
10/2020 → 03/2021

Coronado Country Club

El Paso, TX
10/2020 → 11/2020

David Chincanchan Campaign

Austin, TX
04/2018 → 07/2018

Coronado Country Club

El Paso, TX
08/2018 → 12/2020

St. Edward's University

Austin, TX
07/2014 → 04/2018

Cathedral High School

El Paso Texas, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-08