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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-11
CA RA APPROVED 2022-02-09
  • TX RA
    APPROVED
    Since 2022-04-11
  • CA RA
    APPROVED
    Since 2022-02-09

Branch Locations

2998 Douglas Blvd, Roseville, CA 95661 • United States

20 Greenway Plz, Houston, TX 77046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 11/2021 Present
Bank Of America N.A. Sacramento CA 11/2021 Present
Bank Of America Folsom CA 11/2020 11/2021
Unemployed Orangevale CA 11/2019 11/2020
Ehealth Inc Gold River CA 08/2019 12/2019
Citibank Carmichael CA 01/2019 07/2019
Unemployed Orangevale CA 09/2018 01/2019
University Of California Santa Barbara Goleta CA 10/2014 09/2018
  • 11/2021 → Present
    Sacramento, CA
  • 11/2021 → Present
    Bank Of America N.A.
    Sacramento, CA
  • 11/2020 → 11/2021
    Bank Of America
    Folsom, CA
  • 11/2019 → 11/2020
    Unemployed
    Orangevale, CA
  • 08/2019 → 12/2019
    Ehealth Inc
    Gold River, CA
  • 01/2019 → 07/2019
    Citibank
    Carmichael, CA
  • 09/2018 → 01/2019
    Unemployed
    Orangevale, CA
  • 10/2014 → 09/2018
    University Of California Santa Barbara
    Goleta, CA
Other Businesses

I*3659267 Entity Type: Entity For Profit Name of OBA: Classic Era Cards LLC Address: Citrus Heights, California, 95610 Investment Related: No Position, Title, Association: Officer Employee Start Date: 02/09/2026 Number of Hours: 8, Weekly Number of Hours during trading: 0, Weekly Duties: Buying and selling sports and pop culture memorabilia Personal side business/hobby

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
  • S66 Uniform Combined State Law Examination
    2022-02-08

View on SEC IAPD

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