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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-18
  • CA RA
    APPROVED
    Since 2022-02-18

Branch Locations

2107 N. First Street Suite 310, San Jose, CA 95131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc San Jose CA 11/2021 Present
World Financial Group, Inc. San Jose CA 03/2014 Present
Zj Future Us Santa Clara CA 08/2016 01/2018
Hangzhou Arc-Data Tech., Ltd Hangzhou 01/2020 Present
Jiaxing Xintu Shuju Keji, Ltd., Jiaxing 04/2018 Present
Lawfin Consulting Llc Campbell CA 07/2018 05/2021
National Arc Research Lab Llc Sheridan WY 05/2020 06/2021
Sv New Venture Llc Laguna Beach CA 08/2020 07/2021
Zhejiang Haibang Venture Management Co., Hangzhou 02/2018 06/2021
  • 11/2021 → Present
    Transamerica Financial Advisors, Inc
    San Jose, CA
  • 03/2014 → Present
    World Financial Group, Inc.
    San Jose, CA
  • 08/2016 → 01/2018
    Zj Future Us
    Santa Clara, CA
  • 01/2020 → Present
    Hangzhou Arc-Data Tech., Ltd
    Hangzhou
  • 04/2018 → Present
    Jiaxing Xintu Shuju Keji, Ltd.,
    Jiaxing
  • 07/2018 → 05/2021
    Lawfin Consulting Llc
    Campbell, CA
  • 05/2020 → 06/2021
    National Arc Research Lab Llc
    Sheridan, WY
  • 08/2020 → 07/2021
    Sv New Venture Llc
    Laguna Beach, CA
  • 02/2018 → 06/2021
    Zhejiang Haibang Venture Management Co.,
    Hangzhou
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc HANGZHOU ARC-DATA TECH., LTD/Investment Related - No/1 lvding Rd., Room 1-6-A607; Hangzhou; Zhejiang; China;Phone: 15158129293/The company will integrate anti-arc chip into current circuit system, and use data analysis and cloud system to improve the accuracy for preventing any arc fault caused fire./CTO/01.2020/1/0/build cloud computing algorithm and data analysis platform JIAXING XINTU SHUJU KEJI, LTD.,/Investment Related - No/155 Chaoyang Rd, #120, Xincan Zhen, Jiaxing City, Zhejiang, 314205,China; phone: 13588212706/image process with ocr technology and data analysis/CTO/04.2018/1/0/data analysis algorithm optimization

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-18
S63 Uniform Securities Agent State Law Examination 2021-12-31
  • S65 Uniform Investment Adviser Law Examination
    2022-02-18
  • S63 Uniform Securities Agent State Law Examination
    2021-12-31

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