Robert Anton Faust

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2017
  Msi Fnancial Services
  Sacramento, CA
• 01/2017 → 11/2017
  Investment Centers Of America, Inc./ Central Valley Comm Bank
  Stockton, CA
• 11/2017 → 01/2021
  Raymond James Financial Services, Inc.
  Stockton, CA
• 11/2017 → 01/2021
  Raymond James Financial Services Advisors Inc.
  Stockton, CA
• 01/2017 → 01/2021
  Central Valley Community Bank
  Lodi, CA
• 04/2021 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 04/2021 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2021 → Present
  Barrett Business Services Inc
  Modesto, CA
• 12/2021 → 02/2022
  Sunrun Inc
  Stockton, CA
• 02/2022 → 07/2022
  Janitek Cleaning Solutions
  Stockton, CA
• 07/2022 → Present
  Visiting Angels
  Stockton, CA

Previous Registrations

• 2017-11-03 → 2021-01-26
  Raymond James Financial Services Advisors, Inc
  Stockton, CA
  Lodi, CA
• 2017-01-24 → 2017-11-02
  Investment Centers Of America, Inc.
  Stockton, CA
  Merced, CA
  Modesto, CA
  Tracy, CA
  Lodi, CA
  Roseville, CA
  Folsom, CA
  Fair Oaks, CA
  Cameron Park, CA
• 2014-02-14 → 2017-01-19
  Msi Financial Services, Inc.
  Sacramento, CA
• 2008-01-22 → 2008-10-27
  Signator Investors, Inc.
  Sacramento, CA
  Los Angeles, CA
  Irvine, CA
• 2006-09-28 → 2007-11-30
  Waddell & Reed
  Reno, NV
  Stockton, CA

Other Businesses

1) BARRETT BUSINESS SERVICES INC; MODESTO, CA; NON-INVESTMENT RELATED; BUSINESS DEVELOPMENT MANAGER; SELLS HR/PAYROLL AND STAFFING SERVICES TO SMALL AND MID SIZE BUSINESSES; SINCE 01/21; 160 HRS/MO 2) TRUSTEE FOR IMMEDIATE FAMILY TRUST; LODI, CA; NON-INVESTMENT RELATED; SINCE 02/2019; 1 HR/MO 3) NAME OF OTHER BUSINESS: VISITING ANGELS; INVESTMENT RELATED: NO; ADDRESS: 3453 BROOKSIDE RD #C STOCKTON, CA 95219; NATURE OF BUSINESS: NON-MEDICAL HOME CARE SERVICES; START DATE: 7/2022; POSITION/TITLE/RELATIONSHIP: BUSINESS DEVELOPMENT MANAGER APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: MARKETING NON MEDICAL HOME HEALTH CARE TO DOCTORS, HOSPITALS, REHAB CENTERS AND OTHERS ;

Exams

• S66 Uniform Combined State Law Examination
  2006-09-27

Other Names

• Robert Anton Faust
• Robert William June
• Robert A. Faust