Best Investors Account Sign in
Inactive

Melissa Whalen

Wells Fargo Investment Institute, Inc.

Wyomissing, PA

CRD 7464513

Claim This Profile
Employer firm

Wells Fargo Investment Institute, Inc. CRD 133204

$43.0B regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-04-29
  • PA RA
    APPROVED
    Since 2022-04-29

Branch Locations

1250 Broadcasting Rd 1St Floor, Wyomissing, PA 19610-3216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investment Institute, Inc Radnor PA 11/2021 Present
Wells Fargo Philadephia PA 12/2008 11/2021
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-29
  • S65 Uniform Investment Adviser Law Examination
    2022-04-29
Other Names
  • Melissa Laura Schuler

View on SEC IAPD

Nearby Firms

ATLAS WEALTH PARTNERS LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

SEAN PATRICK MCCULLOUGH
MICHAEL JOSEPH JANVRIN
Kyle Hutchinson

Nearby Offices

ATLAS WEALTH PARTNERS LLC · WYOMISSING, PA
LPL FINANCIAL LLC · WYOMISSING, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WYOMISSING, PA

More in Wyomissing, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor