Best Investors Account Sign in

Julian Hernandez

Wells Fargo Clearing Services, LLC

New Port Richey, FL

Tampa, FL

Tampa, FL

Sarasota, FL

CRD 7464349

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-14
  • FL RA
    APPROVED
    Since 2023-04-14

Branch Locations

5211 Us Hwy 19, New Port Richey, FL 34652 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

100 S Ashley Dr 1St Fl, Tampa, FL 33602 • United States

1819 Main St Ste 230 [A8-Rbo], Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Naples FL 04/2022 Present
Charles Schwab Orlando FL 11/2021 04/2022
J Kelly & Associates Jacksonville FL 07/2019 11/2021
Regions Bank Orlando FL 11/2012 07/2019
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Naples, FL
  • 11/2021 → 04/2022
    Charles Schwab
    Orlando, FL
  • 07/2019 → 11/2021
    J Kelly & Associates
    Jacksonville, FL
  • 11/2012 → 07/2019
    Regions Bank
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-14
S63 Uniform Securities Agent State Law Examination 2022-08-24
  • S66 Uniform Combined State Law Examination
    2023-02-14
  • S63 Uniform Securities Agent State Law Examination
    2022-08-24

View on SEC IAPD

More in New Port Richey, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor