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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-07-07
NC RA APPROVED 2014-12-09
  • SC RA
    APPROVED
    Since 2024-07-07
  • NC RA
    APPROVED
    Since 2014-12-09

Branch Locations

10590 Independence Pointe Pkwy Suite 100, Matthews, NC 28105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parker Financial Group Charlotte NC 01/2013 Present
Nylife Securities Llc Charlotte NC 04/2013 Present
Eagle Strategies Llc Charlotte NC 12/2014 Present
Parker Financial Group, Llc Matthews NC 04/2015 Present
  • 01/2013 → Present
    Parker Financial Group
    Charlotte, NC
  • 04/2013 → Present
    Nylife Securities Llc
    Charlotte, NC
  • 12/2014 → Present
    Charlotte, NC
  • 04/2015 → Present
    Parker Financial Group, Llc
    Matthews, NC
Previous Registrations
Other Businesses

[OPERATING UNDER THE DBA NAME OF PARKER FINANCIAL GROUP, LLC FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE; ADDRESS: MATTHEWS, NC; START DATE: 04/2015]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-01
  • S66 Uniform Combined State Law Examination
    2010-12-01

View on SEC IAPD

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