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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-18 |
Branch Locations
791 W. Wheatland Rd, Duncanville, TX 75116 • United States
1455 W. Pleasant Run Rd, Lancaster, TX 75146 • United States
1750 N Hwy 77, Waxahachie, TX 75165 • United States
2201 N Beltline Rd, Mesquite, TX 75150 • United States
321 E Sublett Rd, Arlington, TX 76018 • United States
650 Fort Worth Ave Ste 150, Dallas, TX 75208 • United States
360 S Denton Tap Rd, Coppell, TX 75019 • United States
2525 Bardin Rd, Grand Prairie, TX 75052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neighborhood Credit Union | Duncanville | TX | 10/2005 | 11/2022 |
| Lpl Financial Llc | Duncanville | TX | 06/2009 | Present |
1. 06/02/2010 - Neighborhood Credit Union - INV REL - Financial Institution Duty - 95% TIME SPENT - Work for Neighborhood Credit Union as a registered financial officer. 2. 9/14/2023: North Texas Capital Advisors; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 11/1/2015; 160hrs/mo. during trading; Associated with Neighborhood Credit Union- Already approved under Program Manager.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-26 |
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