Yuxian Elva Macaluso

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-08-08
NC	RA	APPROVED	2024-04-08

SC RA
APPROVED

Since 2025-08-08
NC RA
APPROVED

Since 2024-04-08

Branch Locations

Lexington, SC • United States

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America N.A.	Charlotte	NC	10/2020	02/2022
Amazon Warehouse	Columbia	SC	07/2016	02/2017
Macy's	Columbia	SC	03/2017	02/2018
Td Bank	Columbia	SC	08/2017	10/2020
Belk	Columbia	SC	02/2018	03/2018
Vanguard Marketing Corporation	Charlotte	NC	05/2023	11/2023
Jing Yu Investment Llc	Lexington	SC	11/2022	03/2024
University Of South Carolina Aiken	Aiken	SC	08/2017	08/2019
Unemployed	Charlotte	NC	02/2022	11/2022
First Citizens Investor Services, Inc.	Raleigh	NC	11/2023	02/2024
First Citizens Bank	Charlotte	NC	11/2023	02/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	11/2021	01/2022
Tiaa	Charlotte	NC	02/2024	Present
Tiaa-Cref Individual & Institutional Services, Llc	Charlotte	NC	02/2024	Present

10/2020 → 02/2022

Bank Of America N.A.

Charlotte, NC
07/2016 → 02/2017

Amazon Warehouse

Columbia, SC
03/2017 → 02/2018

Macy's

Columbia, SC
08/2017 → 10/2020

Td Bank

Columbia, SC
02/2018 → 03/2018

Belk

Columbia, SC
05/2023 → 11/2023

Vanguard Marketing Corporation

Charlotte, NC
11/2022 → 03/2024

Jing Yu Investment Llc

Lexington, SC
08/2017 → 08/2019

University Of South Carolina Aiken

Aiken, SC
02/2022 → 11/2022

Unemployed

Charlotte, NC
11/2023 → 02/2024

First Citizens Investor Services, Inc.

Raleigh, NC
11/2023 → 02/2024

First Citizens Bank

Charlotte, NC
11/2021 → 01/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
02/2024 → Present

Tiaa

Charlotte, NC
02/2024 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Charlotte, NC

Other Businesses

(1) DOORDASH POSITION: Driver NATURE: Food Delivery INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2024 ADDRESS: 303 2ND ST Suite 800, South ST Tower, San Francisco CA 94107, United States DESCRIPTION: Delivery Driver (2) INSTACART POSITION: Driver NATURE: Shopper/Delivery Driver INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2024 ADDRESS: 50 Beale St #600, San Francisco CA 94105, United States DESCRIPTION: Delivery Driver (3) CORNERSTONE TRAVEL POSITION: Travel Agent NATURE: Travel Agent, paying membership fee to use Cornerstone travel agency's travel portal. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/09/2025 ADDRESS: 2301 The Strand, Galveston TX 77550, United States DESCRIPTION: Booking Vacation

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-06
S63	Uniform Securities Agent State Law Examination	2023-06-21

S65 Uniform Investment Adviser Law Examination

2024-04-06
S63 Uniform Securities Agent State Law Examination

2023-06-21

Other Names

Yuxian Wang
Yuxian E Macaluso
Yuxian Macaluso

View on SEC IAPD