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Deepna Sidhu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-13
CA RA APPROVED 2022-02-28
  • TX RA
    APPROVED
    Since 2022-04-13
  • CA RA
    APPROVED
    Since 2022-02-28

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smithincorporated Los Altos CA 11/2021 Present
Unemployed Saratoga CA 12/2020 10/2021
Bank Of America Los Altos CA 07/2019 11/2020
High Touch High Tech Sfba Saratoga CA 08/2018 06/2019
Bloomingdales Palo Alto CA 09/2018 12/2018
Unemployed Saratoga CA 07/2015 07/2018
Bank Of America, N.A. Los Altos CA 01/2022 Present
  • 11/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smithincorporated
    Los Altos, CA
  • 12/2020 → 10/2021
    Unemployed
    Saratoga, CA
  • 07/2019 → 11/2020
    Bank Of America
    Los Altos, CA
  • 08/2018 → 06/2019
    High Touch High Tech Sfba
    Saratoga, CA
  • 09/2018 → 12/2018
    Bloomingdales
    Palo Alto, CA
  • 07/2015 → 07/2018
    Unemployed
    Saratoga, CA
  • 01/2022 → Present
    Bank Of America, N.A.
    Los Altos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2022-02-25
Other Names
  • Deepna Dhillon
  • Deena Sidhu

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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